Estate Planning for Chinese Nationals with U.S. Assets: Key Considerations

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Navigating Cross-Border Wealth, Compliance, and Legacy 

For many Chinese nationals, investing or owning assets in the United States represents both opportunity and complexity. Whether it’s a second home in California, a business investment in New York, or a U.S.-listed stock portfolio, these assets bring not only potential financial rewards but also intricate estate and tax implications. 

What often surprises families is that U.S. estate tax rules apply differently to nonresidents, creating exposure far greater than they might expect. Without strategic planning, heirs could face a significant tax burden — sometimes exceeding 40% — and a prolonged legal process to transfer ownership. 

This article unpacks the essential considerations for Chinese nationals with U.S. assets, offering insights into how careful structuring and professional guidance can protect wealth, minimize taxes, and preserve cross-border legacies. 

1. Understanding the U.S. Estate Tax Framework for Nonresidents

The first step in cross-border estate planning is understanding how the U.S. defines “ownership” and “residency” for tax purposes. 

  • U.S. citizens and domiciliaries (those who live permanently in the U.S.) are taxed on worldwide assets. 
  • Nonresidents, including most Chinese nationals, are taxed only on U.S.-situs assets — those located within the United States. 

What Qualifies as U.S.-Situs Property?

U.S.-situs assets typically include: 

  • Real estate located in the U.S. 
  • Tangible personal property physically in the U.S. (e.g., art, jewelry). 
  • Shares of U.S. corporations, even if held through foreign brokerage accounts. 
  • Business interests in U.S. partnerships or LLCs. 
  • Certain U.S. mutual funds or retirement accounts (e.g., IRAs). 


Foreign assets
, such as overseas property or bank accounts, are generally excluded — but once money or ownership moves into a U.S. entity, it can fall under U.S. estate jurisdiction. 

Estate Tax Thresholds and Rates

This is where many Chinese investors are caught off guard. 

  • For U.S. citizens and domiciliaries: the federal estate tax exemption in 2025 is $13.61 million per person. 
  • For nonresidents: the exemption is only $60,000. 


Beyond that amount, the estate tax rate climbs
progressively up to 40%. This creates a sharp disparity — a Chinese national owning $3 million in U.S. real estate could face nearly $1 million in U.S. estate tax liability. 

2. The U.S.–China Tax Treaty: Limited Relief

Unlike some countries, the United States and China do not currently have an estate tax treaty. 

This means Chinese nationals cannot rely on foreign tax credits or reciprocal deductions to offset estate taxes paid in the U.S. While the two nations have an income tax treaty (which helps with double taxation on earned income), it doesn’t extend to estate or gift taxes. 

This lack of coordination makes planning ahead absolutely essential, as once death occurs, opportunities to restructure ownership or reduce exposure disappear. 

3. The Role of Domicile and Intent

For estate tax purposes, “domicile” is not the same as citizenship or immigration status. It’s determined by intent to remain in the U.S. indefinitely. 

A Chinese national holding a U.S. green card or spending significant time in the U.S. could be considered a U.S. domiciliary, even without citizenship — which would subject their entire global estate to U.S. taxation. 

To prevent unintentional domicile classification, individuals should document their intent to remain nonresident, including: 

  • Maintaining a primary home in China. 
  • Keeping Chinese tax residency and voter registration. 
  • Limiting days spent in the U.S. annually. 
  • Retaining strong family, business, and community ties to China. 

4. Structuring Ownership to Reduce Estate Tax Exposure

Effective estate planning for Chinese nationals with U.S. assets often involves restructuring how those assets are held — not just who owns them. 

A. Holding U.S. Assets Through a Foreign Corporation

One of the most common strategies is owning U.S. property or investments through a foreign corporation. 

  • If a Chinese individual owns shares in a foreign company, and that company owns the U.S. asset, then the individual’s estate owns only foreign shares, not U.S. property. 
  • Those shares are non–U.S.-situs, and therefore not subject to U.S. estate tax. 


However, this approach requires careful tax planning to avoid
U.S. income tax issues, such as branch profits tax or FIRPTA withholding on real estate sales. 

B. Using a Foreign Grantor Trust

A foreign grantor trust allows Chinese nationals to transfer U.S. assets into a structure that avoids direct ownership while retaining some control and tax efficiency. 

  • Properly drafted, such trusts can minimize estate tax exposure. 
  • They also streamline asset transfers to heirs and may reduce probate delays. 


That said, the IRS carefully scrutinizes foreign trust arrangements, so
professional cross-border counsel is critical to ensure compliance and avoid unintended tax consequences. 

C. Life Insurance Planning

Life insurance can serve as a liquidity tool to offset potential estate taxes or provide heirs with funds to cover U.S. tax liabilities. 

Many global families underestimate how difficult it can be for heirs living abroad to access U.S. accounts or sell property quickly after a death. Having liquidity through an insurance structure — ideally owned outside the taxable estate — offers flexibility and peace of mind. 

5. Gift and Generation-Skipping Transfers

Unlike the estate tax, gift tax rules apply differently for nonresidents: 

  • Only gifts of tangible property located in the U.S. are taxable (e.g., giving a U.S. home). 
  • Gifts of intangible assets, like U.S. stocks or bonds, are not subject to U.S. gift tax. 


This distinction creates planning opportunities. For example, gifting U.S. securities during life can remove them from the estate, avoiding the 40% estate tax at death.
 

However, China also imposes restrictions on outbound transfers and foreign gifting, making timing and documentation essential. 

6. Estate Administration Challenges for Cross-Border Families

When a Chinese national passes away with U.S. assets, the estate often faces a dual burden: navigating U.S. estate tax filings while satisfying Chinese inheritance formalities. 

Key Administrative Steps: 

  1. U.S. Estate Tax Return (Form 706-NA) — must be filed for nonresidents within nine months of death. 
  2. Executor Appointment — foreign executors may need U.S. court recognition to act. 
  3. Asset Valuation — requires U.S.-based appraisers for real estate, securities, and business interests. 
  4. Cross-Border Bank Accounts — financial institutions often freeze accounts until estate documentation is approved. 


These steps can take
months or even years without proper preparation, especially if heirs reside in China or hold limited English proficiency. 

Partnering with a CPA firm experienced in international estate administration (such as ASAM LLP) can streamline filings, coordinate valuation, and ensure compliance with both U.S. and Chinese regulations. 

7. State-Level Estate and Inheritance Taxes

Beyond federal estate tax, several U.S. states — including New York, Massachusetts, and Washington — impose their own estate or inheritance taxes. 

Each state sets its own exemption thresholds, which are typically far below the federal level. This means a Chinese national with real estate in multiple states could face layered taxation. 

Estate planners often mitigate this exposure by: 

  • Holding property through LLCs or partnerships in tax-friendly states. 
  • Consolidating U.S. holdings to simplify reporting and reduce multi-state filing burdens. 

8. Compliance and Disclosure Requirements

U.S. law requires comprehensive reporting of foreign ownership and transfers. Failure to disclose can lead to penalties that far exceed any tax savings. 

Key forms include: 

  • Form 5472 – For foreign-owned U.S. corporations. 
  • Form 8938 – For U.S. residents with specified foreign assets. 
  • Form 3520/3520-A – For transactions involving foreign trusts. 


Even if Chinese nationals are nonresident, U.S. property or investment interests may trigger limited filing requirements. Consistent coordination with
cross-border tax advisors ensures compliance across both jurisdictions. 

9. Estate Planning in Context: Balancing Law, Culture, and Legacy

Estate planning isn’t purely a legal exercise — it’s deeply personal. For many Chinese families, the concept of succession planning involves honoring family continuity, avoiding conflict, and preserving harmony across generations. 

A partner-led firm that understands both Western estate frameworks and Chinese cultural values can help bridge these philosophies. 

At ASAM LLP, for instance, advisors often collaborate with Chinese-speaking attorneys and financial planners to ensure documents are not only compliant but also culturally attuned — addressing family governance, inheritance fairness, and privacy concerns. 

10. Practical Steps for Chinese Nationals with U.S. Assets

Here’s a concise roadmap for families seeking to protect their cross-border wealth: 

  1. Identify all U.S.-situs assets. Include real estate, U.S. securities, business ownership, and tangible property. 
  2. Quantify potential estate exposure. Calculate current market values and possible estate tax liability. 
  3. Assess domicile risk. Evaluate immigration status, presence patterns, and documentation of nonresident intent. 
  4. Explore ownership restructuring. Consider foreign corporations, trusts, or partnerships where appropriate. 
  5. Integrate Chinese and U.S. planning. Coordinate advisors in both countries to ensure consistency. 
  6. Review life insurance and liquidity. Ensure heirs have access to funds to settle taxes and transfer costs. 
  7. Maintain up-to-date documentation. Review estate plans annually, especially after changes in assets or laws. 

Conclusion: Protecting Global Wealth through Cross-Border Clarity

Estate planning for Chinese nationals with U.S. assets demands foresight, precision, and global awareness. The intersection of two distinct legal systems — one common-law and tax-driven, the other civil-law and inheritance-oriented — can create both traps and opportunities. 

By engaging with a partner-led CPA firm experienced in international taxation and estate administration, families can bridge regulatory gaps and secure their legacies. 

At ASAM LLP, our professionals work closely with clients to design estate strategies that minimize tax exposure, preserve wealth, and honor family values — ensuring your cross-border assets remain a foundation for future generations, not a source of complication.